Financial Services

Securities & Advisory Services offered through National Planning Corporation (NPC)

• Qualified Retirement Plan Designs
  • 401(k) Plans
  • Safe Harbor and Auto Deferrals
  • Profit Sharing Plans
  • New Comparability Plans
  • Age-Weighted and Cross-Tested Plans
  • Defined Benefit Plans
  • Custom Retirement Plans
  • 410(b) Carve-Out Plans
  
  
• Services
  • Investment Choices - State of the Art analysis ensures fund offerings are suitable under ERISA
  • Employee Education and Enrollment Support - Formal employee training and education on plan benefits and features
  • Company branded and coordinated enrollment meetings and materials
  • Investment Policy Development - Places you in compliance with fiduciary responsibilities
  • Trustee Review Meetings - Including industry legislation, investment allocation, investment performance, plan demographics
  • Plan Design Expertise - The flexibility you need to match a changing environment streamlined for your business
  • Problem Resolution and Plan Advocacy - We get you “out of the pension business” by anticipating potential problems allowing you to focus on YOUR business
  
  
• Additional Wealth Management Capabilities
  • Non-Qualified Retirement Plans
  • Executive Benefit Plans (e.g., Deferred Compensation, Executive Bonus, Split Dollar Life Insurance, SERP, etc.)
  • Compliance reviews of existing non-qualified plans
  • 529 Education Savings Plans
  • IRA’s and Rollovers
  • Life Insurance
  • Mutual Funds

  Accredited Investment Fiduciaries, AIF ®, Investment Advisor Representatives, (IAR)

• Goals For Our Clients
• Create the Optimal Plan Design for your Company
• Reduce Fiduciary Exposure
• Monitor Investment Choices
• Educate Participants